Privacy Notice

Keeping customer information secure is a top priority at Rance King Securities Corporation. We appreciate the trust that clients place in us and we recognize the importance of protecting the confidentiality of nonpublic personal information that we have in our possession. The information is used to ensure accuracy in record keeping and to carry out requested transactions. We are sending youꞏ this notice is to help you understand how we handle and protect personal information we receive about you.

We collect non-public information about you from the following sources:

• Information we receive from you on applications or other forms, such as your name, address, social security number, annual income and investment objectives;
• Information about your transactions with us or others; and
• Information we may receive from consumer reporting agencies.

Access to your personal and account information is restricted to those employees who need to know that information in order to provide products or services to you. We also maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.

We do not sell your nonpublic personal information to anyone nor do we disclose any such information about former or current clients to any third parties, except as required by law. If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described herein.

You are entitled to receive a copy of all of your personal data that we collect. Such a request may be made twice within a 12 month period. You may make this request by: (1) using our website request form; (2) calling the toll-free number below; (3) fax to the fax number below; or (4) e-mail to the e-mail address below. Your request should include your name, address, and phone number.

Rance King Securities Corporation
3737 East Broadway
Long Beach CA 90803
[email protected]
FAX: (562) 434-4369
Toll Free: 800-677-7333

RK Properties does not discriminate against any customers exercising their rights as stated in this Privacy Notice. We maintain procedures to ensure that the information we collect is accurate, up-to-date, and as complete as possible. If you believe the information we have about you is incomplete or inaccurate, you may request that we make additions or corrections, or if it is feasible, that we delete this information from our files.

Information for Vermont, Nevada and California Customers

In response to a Vermont regulation, if we disclose personal information about you to non-affiliated third parties with whom we have joint marketing agreements, we will only disclose your name, address, other contact information, and information about our transactions or experiences with you.

Nevada law requires us to disclose that you may request to be placed on our “do not call” list at any time by calling 1-619-400-8769. To obtain further information, contact the Nevada Attorney General at 555 E. Washington Ave., Suite 3900, Las Vegas, NV 88101; email [email protected]; phone 1-702-486-3132.

In response to a California law, we automatically treat accounts with California billing addresses as if you do not want to disclose personal information about you to non-affiliated third parties except as permitted by the applicable California law. We will also limit e-sharing of personal information about you with our affiliates to comply with all California privacy laws that apply to us.

Rance King Securities Corporation is a member of the Financial Industry Regulatory Authority (formerly the National Association of Securities Dealers). Should you wish to contact the FINRA Regulation Public Disclosure Program, their number is (800) 289-9999. You may also reach them on the Internet at www.finra.org. FINRA can provide you with an investor brochure that includes information describing the Public Disclosure Program.

Rance King Securities Corporation is a member of the Securities Investor Protection Corporation (the "SIPC"). The SIPC provides customer protection of up to $250,000 which may be adjusted for inflation. You may obtain information about SIPC, including the SIPC brochure, by contacting them at (202) 371- 8300 or on their web site at www.sipc.org.